Compliance Helpdesk Administrator

Fabulous newly created position for a Compliance Helpdesk Administrator to join a growing compliance team, reporting directly to the Legal Risk & Compliance Manager.

Ideally you will be degree educated level with or working towards an industry related qualification.  Preference will be given to candidates who have at least 1 year’s compliance experience and a knowledge of Money Laundering Legislation and SRA regulations.

Office based position in stunning offices in Farnborough.

Up to £28,000 plus bonus

What is the main purpose of this Compliance Helpdesk Administrator role?

You will be responsible for providing front-line support in relation to processing all daily incoming compliance queries logged through the helpdesk and ensure the company, and individuals within the company, practise and promote the highest standards of legal and regulatory compliance, promoting the company’s reputation and advancing thinking on risk management.

What are the main responsibilities of the Compliance Helpdesk Administrator role?

• Act as first point of contact for internal risk and compliance queries.
• Provide legal compliance guidance to employees of the Firm.
• Process all daily incoming risk and compliance queries.
• Review, process and respond to queries and issues in relation to money laundering, GDPR and SRA standards and regulations
• Client due diligence, sanction checks and onboarding
• Suspicious activity reporting
• Record and monitor all daily incoming compliance queries and assist with compiling monthly reports to the Compliance Board on issues, trends, behaviours and developments.
• Maintain the company’s compliance registers and referrals records
• Maintain the on-line training platform